Soma Capital Portfolio Jobs

Chief Compliance Officer

Bloom

Bloom

Legal
United States · San Francisco, CA, USA · New York, NY, USA · Remote
Posted on May 5, 2023

Bloom

Investing education app for the next generation.

Chief Compliance Officer

$100K - $150K
Location
New York, NY, US / San Francisco, CA, US / Remote
Job Type
Contract
Experience
3+ years
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Sam Yang
Sam Yang
Founder

About the role

About Bloom

Bloom is helping the next generation of Americans build wealth. With more than 500,000 teens on the platform, we believe that we can make meaningful changes toward raising a financially successful generation.

The Role

You will

  • Conduct regular compliance audits to identify and mitigate potential risks
  • Ensure that the company is in compliance with all relevant laws, regulations, and industry standards
  • Provide training and education to employees on compliance matters
  • Serve as a liaison between the company and regulatory agencies

You are

  • Detail-oriented and analytical
  • A strong communicator and collaborator
  • Comfortable working in a fast-paced environment
  • Adaptable and able to navigate ambiguity

You (ideally) have

  • A JD or other relevant legal degree
  • Aced both the Series 24 and 63 exam with Finra
  • 3+ years of experience in compliance, legal, or regulatory roles
  • Experience in the fintech industry or a related field
  • Strong knowledge of relevant laws and regulations

About Bloom

Bloom (YC S21) is an app that gives the new generation of Americans (ages 13 - 17) access to investing in the stock market.

As an early engineering hire, you'll have the opportunity to work on our core product. You should be passionate about our mission of democratizing access to financial opportunities for the next generation. We provide meaningful ownership of your work through generous equity, and we execute quickly.