Chief Compliance Officer
Bloom
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See open jobs at Bloom.See open jobs similar to "Chief Compliance Officer" Soma Capital.Bloom
Investing education app for the next generation.
Chief Compliance Officer
About the role
About Bloom
Bloom is helping the next generation of Americans build wealth. With more than 500,000 teens on the platform, we believe that we can make meaningful changes toward raising a financially successful generation.
The Role
You will
- Conduct regular compliance audits to identify and mitigate potential risks
- Ensure that the company is in compliance with all relevant laws, regulations, and industry standards
- Provide training and education to employees on compliance matters
- Serve as a liaison between the company and regulatory agencies
You are
- Detail-oriented and analytical
- A strong communicator and collaborator
- Comfortable working in a fast-paced environment
- Adaptable and able to navigate ambiguity
You (ideally) have
- A JD or other relevant legal degree
- Aced both the Series 24 and 63 exam with Finra
- 3+ years of experience in compliance, legal, or regulatory roles
- Experience in the fintech industry or a related field
- Strong knowledge of relevant laws and regulations
About Bloom
Bloom (YC S21) is an app that gives the new generation of Americans (ages 13 - 17) access to investing in the stock market.
As an early engineering hire, you'll have the opportunity to work on our core product. You should be passionate about our mission of democratizing access to financial opportunities for the next generation. We provide meaningful ownership of your work through generous equity, and we execute quickly.
This job is no longer accepting applications
See open jobs at Bloom.See open jobs similar to "Chief Compliance Officer" Soma Capital.